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對(duì)于備考CFA的人來(lái)說(shuō)，考場(chǎng)規(guī)則可能是一個(gè)不太被時(shí)常聊起的話題，大部分時(shí)間更受關(guān)注的是那些章節(jié)及內(nèi)容的學(xué)習(xí)與交流，以至于這個(gè)重要的環(huán)節(jié)卻被忽視了。而CFA協(xié)會(huì)一直以來(lái)對(duì)違規(guī)作弊行為是零容忍的嚴(yán)苛態(tài)度，因此而聞名于全球的職業(yè)考試圈。

如果問(wèn)一句CFA考試規(guī)則中明文列出的注意事項(xiàng)有哪些，可能很多人都會(huì)說(shuō)沒(méi)有仔細(xì)留意過(guò)，正是對(duì)這些規(guī)則的忽視導(dǎo)致了有越來(lái)越多的考生在辛苦了幾個(gè)月之后，由于各種不經(jīng)意的失誤或者僥幸的心理而讓自己陷入了無(wú)奈而又漫長(zhǎng)的等待與煎熬，學(xué)校考試中稀松平常的事，在CFA的考場(chǎng)上都可能是違規(guī)行為并導(dǎo)致取消考試成績(jī)，甚至1年到終身禁考不等，自此永遠(yuǎn)的告別CFA的旅程。

考場(chǎng)規(guī)則

入場(chǎng)及離場(chǎng)規(guī)則

入場(chǎng)時(shí)須出示國(guó)際旅行護(hù)照和準(zhǔn)考證，考生按照準(zhǔn)考證的時(shí)間和地點(diǎn)信息進(jìn)入對(duì)應(yīng)考區(qū)和場(chǎng)次。

謹(jǐn)記：

1、考前會(huì)提前禁止考生入場(chǎng)，所以建議考生至少一個(gè)小時(shí)到達(dá)考場(chǎng)，以免耽誤考試。

2、如果考場(chǎng)關(guān)閉后才到達(dá)，則考生在公布考試規(guī)則前不允許進(jìn)入考場(chǎng)。考試規(guī)則不再重復(fù)，并且不會(huì)不足錯(cuò)過(guò)的考試時(shí)間。

3、開(kāi)考時(shí)間超過(guò)30分鐘后，考生將不允許參加考試，且不退回報(bào)名費(fèi)。

4、考試期間，包括公布考試規(guī)則時(shí)，候選人需在指定的，安全的，監(jiān)考的范圍內(nèi)考試。在一定范圍內(nèi)喝水和去衛(wèi)生間是可以的。

5、考試不允許提前離場(chǎng)，如果未得到監(jiān)考人員允許就離場(chǎng)的，將不允許重新回到考場(chǎng)，并且可能會(huì)受到職業(yè)操守調(diào)查和紀(jì)律處分。

6、考試當(dāng)天的時(shí)間聽(tīng)從指定的監(jiān)考人員。如果考生未參加上午的考試則不能參加下午的考試，上下午兩場(chǎng)考試均參加才能有成績(jī)。

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特別強(qiáng)調(diào)考試中間需要注意事項(xiàng)

1、沒(méi)有聽(tīng)到拆看試卷的指令前不能拆看試卷，不然將被記錄，取消考試成績(jī);

2、考試中間不能東張西望，有可能在不被提醒的情況下被記錄，取消考試成績(jī);

3、考試中間有任何東西掉落地上須請(qǐng)示撿起，或請(qǐng)示去衛(wèi)生間，或有其他要求必須提前舉手示意，得到允許方可，不然將被記錄，取消考試成績(jī);

4、考試結(jié)束鈴聲一響，不要再碰任何東西，即使無(wú)意間觸碰計(jì)算器，也可能被誤認(rèn)為在計(jì)算，將被記錄，這個(gè)有先例，申訴未成功，也被取消成績(jī);

5、萬(wàn)一被記錄，千萬(wàn)不要緊張，耐心和考務(wù)人員交流，不能狡辯，不要發(fā)火，要承認(rèn)錯(cuò)誤，說(shuō)明原因，盡力取得他們的原諒。

cfa考試注意事項(xiàng)

其他考場(chǎng)須注意事項(xiàng)

考試過(guò)程中“必須”帶上，并且放在桌面上：

1. Exam admission ticket (準(zhǔn)考證，自行打印);

2. An international travelpassport (本人護(hù)照原件，注意有效期限);

3. Approved calculator(s),including calculator case(s) (指定計(jì)算器，可帶多臺(tái));

4. Writing instruments (#2 orHard Black pencils) (2B或HB鉛筆);

5. Use blue of black pens forLevel III (三級(jí)考生還應(yīng)攜帶藍(lán)或黑色墨水的鋼筆或水筆等)。

以下物品“可以”攜帶，需要使用的時(shí)候，經(jīng)請(qǐng)示監(jiān)考官后可以放在桌面上：

1. Pencil sharpeners (no knives)and erasers (卷筆刀，橡皮，但禁止使用小刀);

2. Calculator batteries (andscrewdriver for battery replacement) (計(jì)算器備用電池，拆卸計(jì)算器的螺絲刀);

3. Eyeglasses (眼鏡);

4. Earplugs (耳塞);

5. Wristwatches (analog anddigital) are acceptable; however, audible alarmsand/or timers must be turnedoff (指針或電子手表均可，但鬧鐘功能必須關(guān)閉)。

》》CFA考試報(bào)名詳情還有不清楚的點(diǎn)我咨詢

以下物品“可以”攜帶，但是必須放在口袋里或放在椅子底下：

1. Wallet (money purse) (錢(qián)包);

2. Medicine, tissues, and othermedically necessary or personal items (藥品、紙巾以及其它必需的醫(yī)療用品或私人物品);

以下物品“禁止”帶入考場(chǎng)：

1. Food or drinks (食物和飲料);

2. Baggage of any kind includingtransparent bags, backpacks, handbags, totebags, briefcases, luggage, carryingcases, passport covers, or pencil cases (任何種類的包或袋子，甚至鉛筆盒);

3. Study materials includingnotes, papers, textbooks, study guides, scratchpaper, present/future valuetables, or calculator manuals, highlighters,correction fluid, correction tape,or rulers (任何學(xué)習(xí)資料、詞典、草稿紙、換算表、計(jì)算器說(shuō)明書(shū)、熒光筆、修正液、修正帶、尺子);

4. Knives of any type, includingbox cutter and X-ACTO? knives for use as pencilsharpeners (何種類的刀子，包括美工刀、膠膜刻劃刀，想代替轉(zhuǎn)筆刀來(lái)使用的);

5. Mobile phones, MP3 players,BlackBerrys, cameras, pagers, headsets,computers, electronic organizers,personal data assistants, or any other remotecommunication or photographicdevices (手機(jī)、MP3、相機(jī)、傳呼機(jī)、耳機(jī)、電腦、電子記事本、PDA，或其他任何遠(yuǎn)程通訊或攝影裝置);

6. Any type of desk clock ortimer (任何形式的時(shí)鐘或計(jì)時(shí)器)。

CFA考試歷年違規(guī)數(shù)據(jù)分析

CFA考試歷年違規(guī)數(shù)據(jù)分析

從上圖可以看出，CFA立案的案件當(dāng)中，大部分被協(xié)會(huì)調(diào)查的案件均被判違規(guī)。例如，14年6月考試，一共調(diào)查902個(gè)疑似違規(guī)案件，其中898個(gè)案件偵查完畢，只有非常少的一部分被判為不違規(guī)(綠色部分：NoDiscinplinaryAction)，這意味著，超過(guò)90%的案件均判罰違規(guī)。2015年6月CFA考試違規(guī)事件也達(dá)到984件，懲罰嚴(yán)重與否姑且不提，這些考生的當(dāng)年成績(jī)作廢，浪費(fèi)了青春、和金錢(qián)，實(shí)在得不償失。

CFA考試違規(guī)行為及懲處措施對(duì)照表

每個(gè)報(bào)名的考生都會(huì)收到CFA協(xié)會(huì)關(guān)于參考的Policy，其中明確的寫(xiě)出了什么可以做什么不可以做。但內(nèi)容過(guò)于概況不便于理解;同時(shí)他們并沒(méi)有解釋違規(guī)行為所相對(duì)應(yīng)的懲罰結(jié)果，導(dǎo)致很多考生在不知覺(jué)的情況下違規(guī)被罰，頗為冤枉!

備注：一種情形一般只采用一種處罰決定，具體由CFA協(xié)會(huì)裁決!

CFA考生收到report怎么辦?

【某考生發(fā)的第一封郵件】

I am level 1 candidate in Nanjing.

During the exam,I wrote my Chinese name on the ticket.

I did not know what I was thinking about,but I have never thought about cheating.I promised.

I felt sorry for what I have did.

I wondered whether my mistake would affect my score.

I really didn't mean it.

please forgive my mistake,cause I really didn't mean it.

Thank you.

【CFA Institute Customer Service的答復(fù)郵件】

Dear Sir or Madam,

We take your feedback very seriously and work to improve our global testing facilities based on the information we receive from our candidates.Unfortunately you have not provided enough information to ensure appropriate follow-up.Please respond to this message string and include your candidate ID number and any other specific identifying details you would like to include.

Warm regards.

【某考生發(fā)的第二封郵件】

My ID is XXX.My name is XXX.

I am level1 candidate.I have my exam in Nanjing.

In the afternoon exam,I was waiting for the exam begin on my seat.

I wrote my Chinese name on my ticket.

I just felt boring when I was waiting.

I really didn't know what I was thinking about at that time.

But I never thought about cheating.

I am really sorry for what I have done.

I work so hard for this,and I think I did a good job on the exam.

Please forgive my mistake.I felt sorry for this again.

Thank you.

【CFA Institute Customer Service發(fā)送至CFA Institute ID#XXX】

DearXXX,

Thank you for contacting us.Given the nature of your experience on exam day,a proctor may have submitted a report to the Professional Conduct Program;therefore,an associate has forwarded your email to that group.A representative of the Professional Conduct Program will contact you if additional information isrequired.

Should you have additional questions or concerns,please contact us again.

Regards.

接下來(lái)的一個(gè)月，該考生在焦急中等待著信件的來(lái)到，可是左等右等也沒(méi)來(lái)，于是在成績(jī)出來(lái)前幾天又發(fā)了一封郵件。

【考生發(fā)的第三封郵件】

I am XXX.I want to konw the result.I haven't got any email or letter.

It is mean no matter?I feel sorry again.

Please contact me as soon as possible.Thank you.

【CFA Institute的答復(fù)郵件】

Dear XXX,We have completed our review of all Violation Reports and exam tickets.If you have not received a letter from the Professional Conduct Program,we determined the writing on the ticket(while a violation of the examrules),did not require further action by the Professional Conduct Program.

Sincerely.

終考生收到了CFA的答復(fù)郵件，一切塵埃落定!

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