Asian Bank was located in a country with strict laws prohibiting intellectual property transfers. Katty, CFA, is responsible for a team of research analysts at Aisan Bank. Katty believes the work of one of her analysts, Jack, CFA, is not completed as carefully and thoroughly as it should be. Then to confirm her suspicions, Katty completely reviews all of Jack’s research. Katty then confronts Jack about his poor quality research and tells him he can leave Asian voluntarily or be fired.

Jack chooses to leave the bank, walking out with his personal papers and research notes that were created prior to his joining Asian. Subsequently, Jack uses this intellectual property to help establish a high-net-worth investment advisory firm. When a prospective client asks Jack if he left Asian because of questions on the quality of his work, Jack says it was to start his own business. Jack least likely violated the CFA Institute Standards of Professional Conduct concerning his:

A、research.

B、intellectual property.

C、prospective client disclosure.

Solution: B

B is correct because the analyst has not violated Standard related to intellectual property because there is no indication the analyst was ignorant of, or has violated, any law related to intellectual property, because these documents were created by the analyst prior to his employment at Aian.

若說(shuō)CFA一級(jí)考試職業(yè)倫理重點(diǎn)，那么每一塊內(nèi)容中的核心部分就是它的重點(diǎn)，抓一條主線出來(lái)，從粗線條開(kāi)始抓，直到無(wú)窮細(xì)。因?yàn)閮?nèi)容是英語(yǔ)，對(duì)英語(yǔ)的閱讀有高度要求，必須讓自己看英文如看中文一樣不別扭為止。在做CFA真題的過(guò)程中，去糾正自己的弱點(diǎn)，這些就是重點(diǎn)。

親愛(ài)的考生，為了幫助廣大學(xué)員在2015年CFA備考中取得良好的成績(jī)，金程網(wǎng)校為大家開(kāi)設(shè)了CFA考試專欄，每天分享老師精心帶來(lái)的CFA歷年真題以及考試答案的詳細(xì)解析，幫助學(xué)員在學(xué)習(xí)中快速的提升考試成績(jī)，加強(qiáng)練習(xí)。

CFA專欄>>CFA題庫(kù)>>CFA考試真題【開(kāi)始做題】

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