CFA一級權(quán)益真題1：The market value of stock invested is $80 million, and the equity amount of the investor is $30million, the initial margin is 50%, the leverage ratio is:

A. 2.

B. 2.67.

C. 1.67.

Solution: B

CFA一級權(quán)益真題2：A country whose financial markets are in an early stage of development. Consider preparation a list of the objectives of market regulation. Which of the following is least likely to be included in this list of objectives?

A. Minimize agency problems in the corporate.

B. Ensure that financial markets are fair and orderly.C. 1.67.

C. Ensure that investors in the stock market achieve a rate of return that is at least equal to the risk-free rate of return.

Solution: C

CFA一級權(quán)益真題3：What are the differences between open-end and closed-end funds. Which of the following statement is most correct?

A. Closed-end funds cannot be sold to new investors.

B. When investors sell the shares of an open-end fund, they can receive a discount or a premium to the fund's net asset value.

C. Investors in an open-end fund sell the shares back to the fund whereas investors in a closed-end fund sell the shares to others in the secondary market.

Solution: C

CFA一級權(quán)益真題4：Which of the following statement correctly describes the weakness of the forward contract?

A. It’s difficult to exit if you have entered into a forward contract.

B. Entering into a forward contract requires the long party to deposit an initial amount with the short party.

C. If the price of the underlying asset moves adversely from the perspective of the long party, periodic payments must be made to the short party.

Solution: A

相關(guān)CFA內(nèi)容推薦： CFA notes CFA考試科目 CFA考試經(jīng)驗 CFA歷年真題

猛戳>【免費觀看直播預(yù)約】

【本直播適合對象】

1、參加2015年和2016年CFA一級考試的學(xué)員。

2、沒有進行系統(tǒng)復(fù)習(xí)，知識點比較零散的學(xué)員。

3、沒有充足時間復(fù)習(xí)，考前需突破學(xué)員。