150****5628
2024-07-21 20:36When a client asks her how she makes investment decisions, Petra Vogler, CFA, tells the client she uses mosaic theory. According to Vogler, the theory involves analyzing public and nonmaterial nonpublic information including the evaluation of statements made to her by company insiders in one-on-one meetings where management discusses new earnings projections not known to the public. Vogler also gathers general industry information from industry experts she has contacted. Vogler violates the CFA Institute Standards of Professional Conduct because of her use of:請(qǐng)問付費(fèi)專家報(bào)告這個(gè)屬于馬賽克理論里面哪個(gè)象限的信息?有可能非重大或重大,也有可能非公開或者公開,不能具體劃分嗎
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
該回答已被題主采納
同學(xué)你好,
行業(yè)專家提供的信息分兩種:
提供的行業(yè)常識(shí),不視為重大非公開信息。具體屬于馬賽克中哪一個(gè)不能一概而論,但肯定不是MNI。
但是如果提到比如研究進(jìn)行到什么階段,是否成功之類的就是MNI
