孫同學(xué)
2017-10-11 11:57原版書第28題 Carter works for Invest Today, a local asset management firm. A broker that provides Carter with proprietary research through client brokerage arrangements is offering a new trading service. The broker is offering low-fee, execution-only trades to complement its traditional full-service, execution-and-research trades. To entice Carter and other asset managers to send additional business its way, the broker will apply the commissions paid on the new service toward satisfying the brokerage commitment of the prior full-service arrangements. Carter has always been satisfied with the execution provided on the full-service trades, and the new low-fee trades are comparable to the fees of other brokers currently used for the accounts that prohibit soft dollar arrangements 選項A:Carter can trade for his accounts that prohibit soft dollar arrangements under the new low-fee trading scheme 從選項來看都說了這個賬戶是禁止soft dollar的，那怎么還能交易呢？
所屬： 視頻位置 相關(guān)試題
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1個回答
金程教育方老師助教
2017-10-11 13:59
該回答已被題主采納
同學(xué)你好！
題目當(dāng)中給到兩種broker服務(wù)，一種是收費較高，帶soft dollar（題中的full service,execution-and-research trades)，另一種是收費較低，不帶soft dollar(execution-only trades)。題目中說道這兩種都是能夠提供好的交易的，因此兩種服務(wù)類型都可以選擇。但是對于禁止soft dollar的賬戶，可以在low-fee的trading scheme中交易。
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