張同學(xué)
2020-05-14 09:51老師您好，在MNI章節(jié)中有一個Guidance-Industry Expert，其中一句話“Members and candidates may provide compensation to individuals for their insights without violating this standard. However, members and candidates are ultimately responsible for ensuring the information they receive does not constitute material nonpublic info.”其中"Members and candidates may provide compensation to individuals for their insights without violating this standard". 這句話麻煩您幫忙舉例解釋一下，謝謝！
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Bingo助教
2020-05-14 18:09
該回答已被題主采納
同學(xué)你好，比如基金經(jīng)理請某公司的人員吃飯，或者送了點小禮品、小點心之類的，聊聊天，獲得一些消息。
但是基金經(jīng)理對于自己是否使用了重大內(nèi)幕消息應(yīng)當(dāng)負(fù)責(zé)人。
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