李同學(xué)
2020-09-04 21:13老師您好,針對(duì)case 3, comment里說(shuō)Henry violated responsibility of supervisors by failing to adequately supervise Tabbing with respect to her futures trading. 而future trading定位到case “Tabbing frequently places futures for both funds without providing the FCMs designation of the account for which the trade has been placed”這句話什么意思呀 place futures是購(gòu)買期貨的意思嗎?
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2020-09-07 11:37
該回答已被題主采納
同學(xué)你好,
題干中的Tabbing frequently places futures for both funds without providing the FCMs designation of the account for which the trade has been placed這是說(shuō)T經(jīng)常在沒(méi)有公司許可的情況下私下做一些期貨交易。place futures做期貨交易的意思。
