樂同學(xué)
2020-10-24 22:04Q27 為什么不算違反conflicts of interest? 除了違反integrity of Capital Markets, 還有違反其他條款嗎？ “Place client interests first: Members and candidates must serve the best interests of clients.” “Members and Candidates must make full and fair disclosure of all matters that could reasonably be expected to impair their independence and objectivity or interfere with respective duties to their clients, prospective clients, and employer. ” 摘錄來自: CFA Institute. “2020 CFA Program Level I Volume 1 Ethical and Professional Standards and Quantitative Methods。”
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Danyi助教
2020-10-26 15:14
該回答已被題主采納
同學(xué)你好，
conflicts of interest利益沖突主要是針對于和客戶之間的。本題并沒有客戶，主人公是退休人員只想賣出自己的股票。
其他條款沒有違反
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