13****91
2020-12-01 23:08A和C的區(qū)別能再明確一點嗎？
所屬：CFA Level I > Portfolio Management 視頻位置 相關試題
來源： 視頻位置 相關試題
1個回答
Evian, CFA助教
2020-12-02 15:12
該回答已被題主采納
└(^o^)┘你好同學，
legal risk：Organizations face two types of risks related to the law, and as such, this risk is referred to as legal risk. One risk is simply the risk of being sued over a transaction or for that matter, anything an organization does or fails to do.組織面臨兩類與法律相關的風險，因此，這種風險被稱為法律風險。一種風險就是因為一項交易而被起訴的風險，也就是組織做了或沒做的任何事情。
為考前依舊乘風破浪的自己【點贊】讓我們知曉您對答疑服務的支持~
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追答
The following three non-financial risks are related: regulatory risk, accounting risk, and tax risk. They could even be collectively referred to as compliance risk because they all deal with the matter of conforming to policies, laws, rules, and regulations as set forth by governments and authoritative bodies, such as accounting governing boards. Obviously the regulatory, accounting, and tax environment is always subject to change, but the rapid expansion of financial products and strategies in relation to the relatively slow manner in which government and private regulators are able to respond means that laws and regulations are nearly always catching up with the financial world. When these laws and regulations are updated, it can result in significant unexpected costs, back taxes, financial restatements, and penalties.
以下三種非財務風險是相關的：監(jiān)管風險、會計風險和稅務風險。它們甚至可以統(tǒng)稱為合規(guī)風險，因為它們都涉及遵守政府和權威機構（如會計管理委員會）制定的政策、法律、規(guī)則和條例
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