趙同學(xué)
2020-12-30 10:14答案解析As Khadri provides the corrected information in her letter to the client, she is least likely to violate the Standard relating to performance presentation. She is more likely to violate the Standards relating to Misconduct and Misrepresentation because she knowingly misrepresents the cause of the error. Standard I(D)—Misconduct requires that members not engage in any professional conduct involving dishonesty. Standard I(C) prohibits members from knowingly making any misrepresentation relating to investment actions and professional activities. 老師,請(qǐng)問為何會(huì)違反I(D)和I(C),確實(shí)是無意輸入錯(cuò)誤的啊
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Johnny助教
2020-12-30 17:55
該回答已被題主采納
同學(xué)年后,Khadri故意扭曲了出問題的原因,這其實(shí)是一個(gè)計(jì)算機(jī)程序錯(cuò)誤,他跟客戶說是人為的打字錯(cuò)誤,所以這屬于誤導(dǎo)性陳述,因此違反不當(dāng)表述。由于Khadri存在不當(dāng)表述,所以他的做法傷害了他的專業(yè)誠(chéng)信,競(jìng)爭(zhēng)力和信譽(yù),因此也違反不當(dāng)行為。
