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2021-10-04 11:07老師：請翻譯：Carter works for Invest Today, a local asset management firm. A broker that provides Carter with proprietary research through client brokerage arrangements is offering a new trading service. The broker is offering low-fee, execution-only trades to complement its traditional full-service, execution-and-research trades. To entice Carter and other asset managers to send additional business its way, the broker will apply the commissions paid on the new service toward satisfying the brokerage commitment of the prior full-service arrangements. Carter has always been satisfied with the execution provided on the full-service trades, and the new low-fee trades are comparable to the fees of other brokers currently used for the accounts that prohibit soft dollar arrangements.謝謝！
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關試題
來源： 視頻位置 相關試題
1個回答
Danyi助教
2021-10-04 21:02
該回答已被題主采納
同學你好，
Carter就職于本地資產(chǎn)管理公司。一家為Carter提供研究的經(jīng)紀公司現(xiàn)在提供一種新的交易服務——手續(xù)費更低、只執(zhí)行交易的服務，用于補充傳統(tǒng)型的全方位服務。為了吸引Carter和其他資產(chǎn)管理公司，該經(jīng)紀公司將新服務收取的一部分傭金用于提高過去傳統(tǒng)服務上。Carter一直對全面服務交易的執(zhí)行情況感到滿意，而且這個經(jīng)紀公司提供的新型服務的費用低于市場禁止“軟美元”交易的服務（禁止軟美元交易，是說沒有將收取的傭金用于研究服務）。簡單來說就是該券商的新服務價格便宜。
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