錦同學(xué)
2021-11-21 10:08老師,道德SS1的CASE1第三個(gè)問(wèn)題,這個(gè)下屬Akagi為什么違反了規(guī)則呢?他披露了呀
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Johnny助教
2021-11-22 19:42
該回答已被題主采納
同學(xué)你好,文中說(shuō)了Akagi also discloses to each client the fee he expects to earn from this arrangement once an investment management agreement is signed. Akagi是一旦當(dāng)客戶簽訂了合約后才告知其費(fèi)用,這樣就違規(guī)了,應(yīng)該是在客戶簽訂合約之前就該告知客戶推介費(fèi)。因此錯(cuò)在這個(gè)once
