劉同學(xué)
2022-01-15 22:41Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individu?als at Northeast Investment Bank. Northeast holds a large number of shares in Babyskin Care Inc., a manufacturer of baby care products. Northeast obtained the Babyskin shares when they underwrote the company’s recent IPO. Ducumon has been asked by the investment banking department to recommend Babyskin to her clients, who currently do not hold any shares in their portfolios. Although Ducumon has a favorable opinion of Babyskin, she does not consider the shares a buy at the IPO price nor at current price levels. According to the CFA Institute Code of Ethics and Standards of Professional Conduct the most appropriate action for Ducumon is to:Aignore the request.Brecommend the shares after additional analysis.Cfollow the request as soon as the share price declines. 老師您好，這個題有些讀不明白，麻煩解析下
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Danyi助教
2022-01-17 10:12
該回答已被題主采納
同學(xué)你好
Jennifer Ducumon是Northeast Investment Bank管理高凈值客戶的投資組合經(jīng)理。Northeast持有嬰兒護理產(chǎn)品制造商Babyskin Care Inc.的大量股份。Northeast是在承銷該公司最近的IPO時獲得的股份。然后投行部門要求主人公向她的客戶推薦Babyskin公司股票，盡管Ducumon對Babyskin這家公司看好，但她并不建議以IPO價格買入或者以目前的價格水平買進。
所以根據(jù)主人公自己的研究分析不應(yīng)該接受投行這個要求，A正確
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