Simon
2022-01-25 14:10Fancy does not want to lose this account because he directs all the account's trades to a brokerage firm that provides Fancy with useful information about tax-free investments. This information is not of value in managing the Jack Corporation account, however, it does help in managing several other accounts. 這段話沒有違規(guī)嗎？這個做市商給他了有用的信息，幫助他管理去他賬戶。而且他把所有賬戶都放在這個broker這里管理交易
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Danyi助教
2022-01-25 20:10
該回答已被題主采納
同學(xué)你好，
不違反，因?yàn)楹笪闹姓f到了the brokerage firm who provide this information offers the lowest commissions for trades and provides best execution. 就是這個經(jīng)紀(jì)公司是最好的，即便不給一些有用的信息，也是應(yīng)該選擇這家經(jīng)紀(jì)公司的。
為乘風(fēng)破浪的你【點(diǎn)贊】??讓我們知曉您對答疑服務(wù)的支持！~
0
0
0
0
