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2022-02-20 17:31Renee Robinson, CFA, an independent contractor, acts as chief compliance officer for multiple firms, where she is responsible for overseeing adherence to security laws, firm policies, and the CFA Institute Standards of Professional Conduct. Robinson works remotely and determines her own hours. Her signed agreement with each firm outlines her responsibilities and discloses the potential conflicts of interest due to having multiple clients in the same role and industry. Is Robinson most likely in violation of any CFA Institute Standard of Professional Conduct?
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2022-02-21 09:12
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