哈同學(xué)
2018-06-16 22:18老師您好，請(qǐng)問(wèn)什么情況下需要Written consent??？ Preeta Singh, a CFA candidate, is an asset manager employed by a fund management company managing very large segregated pension funds. In her spare time outside of working hours, Singh likes to provide management consulting services to small companies to help grow their businesses, focusing on strategic planning. Singh is paid for the consulting services and has also provided her employer information about these outside activities. Does Singh most likely violate the CFA Code of Ethics with regard to Duties to Employers? A. No. B. Yes, with regard to Loyalty. C. Yes, with regard to Additional Compensation Arrangements.
所屬：CFA Level I 視頻位置 相關(guān)試題
來(lái)源： 視頻位置 相關(guān)試題
1個(gè)回答
Vito Chen助教
2018-06-18 22:48
該回答已被題主采納
同學(xué)你好。額外報(bào)酬需要得到各方的書(shū)面同意。
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追問(wèn)
這題答案是No
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追答
同學(xué)你好。這道題目中業(yè)余時(shí)間的業(yè)務(wù)是戰(zhàn)略規(guī)劃，和投資不是相競(jìng)爭(zhēng)的業(yè)務(wù)。所以不違規(guī)。
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