劉同學(xué)
2022-05-03 16:15請(qǐng)問(wèn)選項(xiàng)A和C分別錯(cuò)在哪兒呢?
所屬:CFA Level I > Portfolio Management 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Evian, CFA助教
2022-05-03 21:31
該回答已被題主采納
ヾ(?°?°?)??你好同學(xué),
B is correct. Initial research has shown that robo-advisers do not seem to incorporate the full range of investment information into their recommendations, meaning that important points may be missing in investment decisions.
A is incorrect. It is an advantage to clients that robo-advisers must be registered as investment advisers, because they are subject to guidance from the securities regulator of their country.
C is incorrect. It is an advantage to clients that robo-advisers must be held to a similar code of conduct as other investment professionals in the given region.
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追問(wèn)
選項(xiàng)A和C的解釋看不懂啊
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追答
A和C都不對(duì),因?yàn)锳C說(shuō)的都是優(yōu)勢(shì),不是投資者擔(dān)心的事情。
A不正確。智能投顧必須注冊(cè)為投資顧問(wèn),因?yàn)橹悄芡额櫴艿剿趪?guó)家證券監(jiān)管機(jī)構(gòu)的監(jiān)督指導(dǎo)。
C不正確。智能投顧必須遵守與特定地區(qū)其他投資專業(yè)人士類似的行為準(zhǔn)則。
