江同學(xué)
2022-05-04 04:07老師好 百題case 4 第2題 he believes this referral arrangement which he discloses to clients and prospective clients provides additional incentive for broker/dealer to share insights and information with his analysts at no cost 這個(gè)沒(méi)有直接讓客戶(hù)收益啊 為什么沒(méi)錯(cuò)？謝謝
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源： 視頻位置 相關(guān)試題
1個(gè)回答
Chris Lan助教
2022-05-04 10:33
該回答已被題主采納
同學(xué)你好
Over the years, Putin has established the following referral arrangement with the firms on the approved list: Whenever Tsar’s analysts prepare a research report using information sourced from an approved broker/dealer, Putin encourages the firm’s clients to trade through that broker/dealer.
這里putin只是鼓勵(lì)encourages這樣做，相當(dāng)于一種建議。你也可以不聽(tīng)我的建議。
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