charles
2022-05-19 21:10c解析不對吧,應(yīng)該是優(yōu)先于客戶交易即便是獲得雇主的同意,也是禁止的
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2022-05-20 09:55
該回答已被題主采納
同學(xué)你好,
是的,你的理解正確。 C不對,成員和候選人要以客戶和雇主的利益為先,獲得雇主允許并不能免除這個(gè)要求。
C is incorrect because the VI.B Priority of Transactions section of the Conflicts of Interest standard requires members and candidates to give priority to investment transactions for clients and employers versus those in which a member or candidate is the beneficial owner. This requirement is not waived by an employer’s approval.
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