請(qǐng)問,下面官網(wǎng)題中,Long是養(yǎng)老金的人啊,就是客戶,客戶被investemnt manager邀請(qǐng),應(yīng)該都可以接受吧?那如果invest manager想給客戶組織一個(gè)豪華旅行,客戶可以接手?。縌. Long has been asked to be the keynote speaker at an upcoming investment conference. The event is being hosted by one of the third-party investment managers currently used by his pension fund. The manager offers to cover all conference and travel costs for Long and make the conference registrations free for three additional members of his investment management team. To ensure that the conference obtains the best speakers, the host firm has arranged for an exclusive golf outing for the day following the conference on a local championship-caliber course.
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Chris Lan助教
2022-05-23 20:44
該回答已被題主采納
同學(xué)您好
從這個(gè)表述來看long應(yīng)該是某個(gè)養(yǎng)老基金的受托人,他管理的養(yǎng)老基金會(huì)用三方的服務(wù),而這個(gè)會(huì)議是三方服務(wù)公司自主的。讓long免費(fèi)參與。
因此這里會(huì)影響long的獨(dú)立客觀性。
我們大原則是差旅費(fèi)方面,只要是商業(yè)工具能到達(dá)的,應(yīng)該自己花錢去,只有商業(yè)交通工具不可達(dá)的地方,才接受標(biāo)的公司的一般的招待。
選項(xiàng)B和C接受的都是更多的安排,顯然這兩個(gè)選擇是同質(zhì)的,因此都是不正確的。為別的員工提供免費(fèi)的會(huì)議入場(chǎng)券和為演講者提供的獨(dú)家高爾夫度假地,這都算是額外的一些好處,可能會(huì)被視為與公司的工作安排有關(guān)的誘因,而不僅僅是與演講預(yù)約有關(guān)。比如說,外界有可能覺得,三方公司這樣做就是為了讓long玩的開心,這樣雙方的業(yè)務(wù)關(guān)系就可以繼續(xù)下去。
