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2022-08-20 21:58老師,官網(wǎng)“Alan Watson Case”這題,recommendation 2不應(yīng)該屬于IV(C),為什么是屬于I(B)呢?
所屬:CFA Level II > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Johnny助教
2022-08-22 16:27
該回答已被題主采納
同學(xué)你好,以下是I(B)的recommendation部分:
Members and candidates should encourage their firms to implement effective supervisory and review procedures to ensure that analysts and portfolio managers comply with policies relating to their personal investment activities. 這部分內(nèi)容是和recommendation 2一致的,因此符合I(B)要求。這里本質(zhì)上就是把題目場(chǎng)景去和準(zhǔn)則原文來進(jìn)行對(duì)照。
