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2022-08-20 21:58老師,官網“Alan Watson Case”這題,recommendation 2不應該屬于IV(C),為什么是屬于I(B)呢?
所屬:CFA Level II > Ethical and Professional Standards 視頻位置 相關試題
來源: 視頻位置 相關試題
1個回答
Johnny助教
2022-08-22 16:27
該回答已被題主采納
同學你好,以下是I(B)的recommendation部分:
Members and candidates should encourage their firms to implement effective supervisory and review procedures to ensure that analysts and portfolio managers comply with policies relating to their personal investment activities. 這部分內容是和recommendation 2一致的,因此符合I(B)要求。這里本質上就是把題目場景去和準則原文來進行對照。
