劉同學(xué)
2022-08-23 21:33Antonio Mendoza, CFA, an investment manager operating as AM Investments, solicits new business by making brief presentations at which he makes available a single-page information sheet that summarizes his performance history for the past 10 years. On the sheet, Mendoza has his phone number for those who would like more information along with the statement, "AM Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS)." Does Mendoza's brief presentation and information sheet violate GIPS?ANo.BYes, because the information sheet is inadequate.CYes, because the statement claims GIPS compliance for a single report.這個題不懂，為啥說不違反
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Danyi助教
2022-08-24 10:06
該回答已被題主采納
同學(xué)你好，
首先presentation 是介紹性的和簡短的是沒有問題的，沒有要求一定必須提供相關(guān)的支持文件。
然后，他在information sheet上聲稱遵守GIPS的說明也是正確的，這句話的意思只是說明這個報(bào)告遵守了，并不是說只有這一個報(bào)告遵守。所以沒有任何違反。
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