劉同學(xué)
2022-08-24 16:39Dimitri Kuznetsov, CFA, is a portfolio manager and holds shares of Barnikoff Limited and Matric Ventures in all client portfolios. Both companies have upcoming annual general meetings scheduled for the same day. The management of Barnikoff proposes to change its financial year-end from September to December, while Matric Ventures proposes to enter into a high-risk venture. The proxy voting policy clause in all client investment management agreements managed by Kuznetsov states, “When voting proxies provides a cost benefit to the client, the manager must vote a proxy.” With regard to the proxy votes for Matric and Barnikoff, Kuznetsov would least likely violate CFA Institute Standard III(A)–Loyalty, Prudence, and Care if he votes: A with management. B only the Matric proxy. C only the Barnikoff proxy. 這個(gè)題讀不懂
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源： 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2022-08-24 17:46
該回答已被題主采納
同學(xué)你好，
這道題的意思是說(shuō)有兩家公司有投票的需要，然后怎么投票不違反。
根據(jù)成本效益分析法，投票所有代理可能不會(huì)使客戶受益，所以沒(méi)有必要對(duì)所有代理進(jìn)行投票。投票給Barnikoff沒(méi)有什么好處，因?yàn)檫@個(gè)問(wèn)題不是關(guān)鍵性的。而為Matric投票涉及一個(gè)重大問(wèn)題，是應(yīng)該投票的。
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