162****0838
2022-10-27 10:24完整的題目我搜了一下,描述中沒有提及fairdealing的問題所以選擇A嗎Robin Herring, CFA, is a government bond research analyst. A competitor credit rating agency just downgraded the bonds of a government Herring follows. Herring notes that all of the information in the competitor’s report was covered in his analysis published last week. In the past, Herring has been slow to downgrade bonds, so he starts to doubt his own analysis after seeing the competitor’s report. Herring decides to reissue his credit rating of this government bond and match the competitor’s downgrade. In his revised report, Herring states that new information has been made available to justify the downgrade. Herring posts the revision on the credit rating agency’s website and provides it by e-mail to all clients who received the original. Herring’s rating change least likely violated which of the following CFA Institute Code of Ethics and Standards of Professional Conduct?A.Diligence and reasonable basisB.Fair DealingC.Communication with clients
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個回答
Danyi助教
2022-10-27 13:51
該回答已被題主采納
同學(xué)你好,
是的,因為Herring posts the revision on the credit rating agency’s website and provides it by e-mail to all clients who received the original.通過向所有客戶發(fā)送電子郵件并將其評級更改張貼在信用評級機構(gòu)的網(wǎng)站上,公平地處理了所有客戶。
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