謝同學(xué)
2022-11-03 17:04原版書(shū)module3的EXAMPLE 3 Classification of Regulators ，1. The media devotes considerable coverage to a regulatory body that has been given autonomy by the government and is empowered by statute. The regulatory body has recently raised the fees charged to the companies it regulates. The regulatory body in question is most likely to be a(n): A. self-regulatory organization. B. government agency. C. independent regulator. Solution C is correct. Independent regulators are given authority by the government and are empowered by statute. Unlike government agencies, they are funded by fees that they collect from the firms they regulate. 實(shí)在看不出來(lái)為什么答案選C；從題目條件看選SRO也可以啊。老師剛講了，SRO和獨(dú)立機(jī)構(gòu)的區(qū)別是一個(gè)私立，一個(gè)公立機(jī)構(gòu)。這道題怎么判斷的呀？他們均為政府認(rèn)可和授權(quán)，包括執(zhí)行權(quán)力。
所屬：CFA Level II > Economics 視頻位置 相關(guān)試題
來(lái)源： 視頻位置 相關(guān)試題
1個(gè)回答
Essie助教
2022-11-04 14:26
該回答已被題主采納
你好，
根據(jù)原版書(shū)定義，獨(dú)立監(jiān)管者的權(quán)利comes from their recognition, autonomy, and powers given to them by a statute, government department, or government agency.
SROs的權(quán)利they are given recognition and authority, including enforcement power, by a government body or agency.
可以看到獨(dú)立監(jiān)管者有autonomy自治權(quán)，但是SROs沒(méi)有，對(duì)應(yīng)本題的第一句話，所以這里選擇了C選項(xiàng)。
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