劉同學(xué)
2018-10-24 22:1101.單選題 收藏 標(biāo)記 糾錯(cuò) While it would be customary to report both five-year and ten-year performance data, Seminole Equity Partners has been in existence for only eight years. Because of this, Kurt Dambach does not report ten-year data but reports for both five years and since the inception of the fund. This he notes in a footnote at the bottom of the information sheet. This action is: A a violation of the Standard concerning prohibition against misrepresentation. B a violation of the Standard concerning performance presentation. C in accordance with the Code and Standards since he has indicated the basis in a footnote.
所屬：CFA Level I 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個(gè)回答
Bingo助教
2018-10-25 16:28
該回答已被題主采納
同學(xué)你好。這題說的是，按照業(yè)內(nèi)慣例，需要披露五年期和十年期的業(yè)績(jī)。但是Seminole這個(gè)公司只成立了8年。所以Kurt這名從業(yè)人員展示了五年期業(yè)績(jī)和成立以來的所有業(yè)績(jī)，并在信息附注中披露了這一事項(xiàng)。這一行為遵循了準(zhǔn)則要求。
0
0
0
0
