長(zhǎng)同學(xué)
2022-12-28 10:38老師,不明白B,選項(xiàng)不是說有益于全部客戶了嗎?那怎么還存在不公平問題
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2022-12-29 13:36
該回答已被題主采納
同學(xué)你好,
因?yàn)轭}干這里說了他先發(fā)給了fund managers,然后再發(fā)給的客戶。所以違反fair dealing。
Gretta often provides fund managers, who work for Gretta's former employer, with draft copies of her research before disseminating the information to all of the bank's clients.
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