陳同學
2023-01-26 17:08百題case 6，第一題，comment 3 為什么consistent with Loyalty？comment 2 沒看懂解釋，為什么in line with law 不行？
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關試題
來源： 視頻位置 相關試題
1個回答
Vincent助教
2023-01-26 22:46
該回答已被題主采納
你好
IV（A） 中有一條“Employers are not obligated to adhere to the Code and Standards. “也就是課上老師說的Firm只是被鼓勵而不是被要求遵循code 和standard。comment3符合這條。
comment 2，在當?shù)胤ㄒ?guī)和CFA行為準則中應該遵循更加嚴格的條款，而不只是單單遵循法規(guī)?！盜n the event of a conflict, members and candidates must comply with the more strict law, rule, or regulations. If applicable law is stricter than the requirements of the Code and Standard, members and candidates must adhere to applicable law; otherwise they must adhere to the Code and Standards.“
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