梁同學(xué)
2023-02-17 20:50這里對(duì)于business continuity plan和 disclosure of the firm’s risk management process分別是對(duì)的嗎?business continuity plan漏了和客戶(hù)溝通對(duì)吧,所以是錯(cuò)的。AMC中對(duì)于disclosure risk management process要求是什么?這里對(duì)嗎?
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Johnny助教
2023-02-19 21:57
該回答已被題主采納
同學(xué)你好,business continuity plan是漏了和客戶(hù)的溝通
Risk management process是需要披露的,然后Material changes to the risk management process 也需要披露.還要定期披露風(fēng)險(xiǎn)信息,以及和投資策略相關(guān)的信息也需要披露。
