Zen
2023-04-30 19:08推薦費(fèi)要向客戶告知,但是沒有說要向雇主告知吧?
所屬:CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Vincent助教
2023-05-01 16:59
該回答已被題主采納
你好
要的,如果這個(gè)推薦是公司內(nèi)部A部門推薦給B部門,那么雇主是知道的,于是只需要向客戶披露。
如果是給公司外部的機(jī)構(gòu)推薦,那么客戶和雇主都要告知。
書上的原話是:Referral Fees
Members and Candidates must disclose to their employer, clients, and
prospective clients, as appropriate, any compensation, consideration, or
benefit received from or paid to others for the recommendation of products
or services.
