173****5805
2023-05-07 00:27adcd解釋一下謝謝
所屬:FRM Part II > Operational Risk and Resiliency 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Michael助教
2023-05-07 13:24
該回答已被題主采納
學(xué)員你好。
City ace should avoid outsourcing risk management activities, especially interest rate risk and model risk, because these are core competencies(核心的業(yè)務(wù)不能外包,風(fēng)險(xiǎn)太大)
If the service provider is foreign-based, City ace should ensure the provider is in compliance with applicable U.S.laws, regulations, and regulatory guidance.(合理,第三方公司應(yīng)該遵循法律法規(guī),不然會(huì)連帶city)
City ace should ensure an effective process is in place to review and approve any incentive compensation that may be embedded in service provider contracts(所有的給到第三方的激勵(lì)方案要審核,因?yàn)橐乐估鏇_突,以及需要評(píng)估這些激勵(lì)方案會(huì)不會(huì)增加第三方的風(fēng)險(xiǎn))
City ace should consider especially the following risks in outsourcing: compliance risks, concentration risks, reputational risks, country risks, operational risks, and legal risks(這個(gè)課程的原話,第三方風(fēng)險(xiǎn)可以細(xì)分為如上6類)
