朱同學(xué)
2023-06-16 18:12On occasion, we are able to acquire securities we expect will be particularly strong performers, such as oversubscribed initial public offerings. In order to ensure that all clients are treated fairly, each client portfolio is given the same number of shares.請問這句話為什么對，官網(wǎng)題
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Johnny助教
2023-06-20 02:08
該回答已被題主采納
同學(xué)你好，僅從這段話是看不出對錯的，最好有全文。如果不做詳細的研究而純粹推薦績優(yōu)股是違規(guī)的，在給客戶分配股數(shù)時也必須要根據(jù)order size來按比例分配。這里是所有的客戶都分配到相同的股數(shù)，那只有所有客戶的訂單規(guī)模都一樣才行
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