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2023-08-08 11:13老師，您好，以下題，沒有選擇，只是匯報真實(shí)整體業(yè)績，為啥也是mispresentation/原題Q. Michelieu tells a prospective client, “I may not have a long-term track record yet, but I’m sure that you’ll be very pleased with my recommendations and service. In the three years that I’ve been in the business, my equity-oriented clients have averaged a total return of more than 26% a year.” The statement is true, but Michelieu only has a few clients, and one of his clients took a large position in a penny stock (against Michelieu’s advice) and realized a huge gain. This large return caused the average of all of Michelieu’s clients to exceed 26% a year. Without this one investment, the average gain would have been 8% a year. Has Michelieu violated the Standards? No, because Michelieu is not promising that he can earn a 26% return in the future. No, because the statement is a true and accurate description of Michelieu’s track record. Yes, because the statement misrepresents Michelieu’s track record.
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Johnny助教
2023-08-09 10:17
該回答已被題主采納
同學(xué)你好，他沒有把這個收益的特殊性告訴客戶，是他的一個大客戶大量購入一個小眾股，這個投資操作和Michelieu的推薦相反，并帶來的高收益，說明Michelieu的投資推薦是有問題的，但他居然還說我很確信你會對我的投資推薦和服務(wù)很滿意，因?yàn)檫^去三年我的投資收益很高，這就明顯是誤導(dǎo)人了，遺漏事實(shí)也是misrepresentation。
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