劉同學(xué)
2019-01-22 21:22Shortly after becoming employed by Valco & Co., an investment banking firm, Stan McDowell, CFA, learns that most of Valco's initial public offerings (IPO) are really affected in order to profit management via price manipulation of the shares. McDowell observes an illegal act, sanctioned by senior management, in progress and refuses to sign off on his responsibility. Instead, McDowell takes the documentation to his supervisor and tells him he should sign it in his place. This action is: A an overreaction. Senior management's sanctioning of the act absolves McDowell from his ordinary responsibility as a CFA Institute member. B a suitable reaction, and he is in compliance with the Code and Standards. C a violation of the Code and Standards since he is required not to knowingly participate or assist in such an act. 老師不好意思 ，麻煩在解析并幫著分析下這道題，搞不懂
所屬：CFA Level I 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個(gè)回答
Bingo助教
2019-01-23 09:17
該回答已被題主采納
同學(xué)你好。這題說的是Stan發(fā)現(xiàn)自己的公司高層有問題，所以Stan不想簽字不想背鍋。但是Stan把相關(guān)文件拿給自己的supervisor，想讓這個(gè)人簽字替Stan背鍋。Stan發(fā)現(xiàn)了不法行為，但是沒有揭發(fā)，也沒有從中脫離，所以他違法準(zhǔn)則要求。
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