TTER
2024-01-27 21:20第二問,請問遵守GIPS必須要有第三方的獨立驗證才能宣稱遵守嗎?asset manager code和Code of Ethics and Conduct呢,可以自行宣稱遵守還是要驗證?。?/h3>
所屬:CFA Level III > Ethical and Professional Standards
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Wang助教
2024-01-28 16:17
該回答已被題主采納
同學你好,
The GIPS standards recommend that firms undergo verification. 非必須。
AMC: CFA Institute does not verify either the Manager's claim of compliance or actual compliance with the Code.
Code of Ethics and Standards of Professional Conduct: 會員或候選人必須遵守most strict rules or requirements (laws or CFA standards).
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追問
好的,那就是GIPS和AMC都是公司可以自行宣稱遵守,而不是必須要undergo verifing對吧
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追答
是的,可以宣稱遵守,但同時要表明沒有被verified.
