TTER
2024-01-27 21:20第二問(wèn),請(qǐng)問(wèn)遵守GIPS必須要有第三方的獨(dú)立驗(yàn)證才能宣稱(chēng)遵守嗎?asset manager code和Code of Ethics and Conduct呢,可以自行宣稱(chēng)遵守還是要驗(yàn)證啊?
所屬:CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來(lái)源: 視頻位置 相關(guān)試題
1個(gè)回答
Wang助教
2024-01-28 16:17
該回答已被題主采納
同學(xué)你好,
The GIPS standards recommend that firms undergo verification. 非必須。
AMC: CFA Institute does not verify either the Manager's claim of compliance or actual compliance with the Code.
Code of Ethics and Standards of Professional Conduct: 會(huì)員或候選人必須遵守most strict rules or requirements (laws or CFA standards).
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追問(wèn)
好的,那就是GIPS和AMC都是公司可以自行宣稱(chēng)遵守,而不是必須要undergo verifing對(duì)吧
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追答
是的,可以宣稱(chēng)遵守,但同時(shí)要表明沒(méi)有被verified.
