穆同學
2024-02-11 12:26老師，第一章老師說準則是行業(yè)最高標準，第4章老師說準則是資產(chǎn)管理公司最低要求。怎么理解？感覺矛盾
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關試題
來源： 視頻位置 相關試題
2個回答
Vincent助教
2024-02-11 15:37
該回答已被題主采納
你好
不矛盾
準則本身是代表了投資行業(yè)最高水平的道德行為規(guī)范，同時準則又是對于會員行為的最低的要求，如果再低就是ｖｉｏｌａｔｅ了。
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Wang助教
2024-02-11 15:17該回答已被題主采納
同學你好，我這邊看不到視頻課件，不了解老師說這些話的情境, 所以無法評論。以下是原版書內容供參考。簡言之： 準則是對會員和候選人行為的約束（也鼓勵公司遵守），而AMC針對整個資管公司。
"The Asset Manager Code of Professional Conduct outlines the ethical and professional responsibilities of firms that manage assets on behalf of clients. Whereas the CFA Institute Code of Ethics and Standards of Professional Conduct address individual conduct, this Code is meant to apply, on a global basis, to firms that manage client assets as separate accounts or pooled funds (including collective investment schemes, mutual funds, and fund of funds organizations); we refer to such firms as “Managers.”
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追問
這個我知道的呀。林正老師基礎課說的呀。那我也不能把視頻搬來啊…
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