Mia
2024-02-15 00:30C為什么不用加細(xì)節(jié)條款？
所屬：CFA Level I > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個回答
Wang助教
2024-02-15 09:23
該回答已被題主采納
同學(xué)你好，準(zhǔn)則主要是針對個人的道德條款，針對公司具體操作層面的是AMC.
“the Code and Standards are aimed at individual investment professionals who are members of CFA Institute or candidates in the CFA Program, the Asset Manager Code was drafted specifically for firms. The Asset Manager Code provides specific, practical guidelines for asset managers in six areas: loyalty to clients, the investment process, trading, compliance, performance evaluation, and disclosure. ”
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