努同學(xué)
2024-03-30 22:57第1題，All the firm’s policies and procedures are in line with local regulations.這說的是公司的規(guī)章制度，又不是協(xié)會(huì)的Code and ethics，兩個(gè)一致有什么問題？況且公司又不是所有人都是CFA，其他人也要遵守協(xié)會(huì)準(zhǔn)則嗎
所屬：CFA Level III > Ethical and Professional Standards 視頻位置 相關(guān)試題
來源： 視頻位置 相關(guān)試題
1個(gè)回答
Danyi助教
2024-04-06 20:53
該回答已被題主采納
同學(xué)你好，
道德題目背景默認(rèn)都要遵守CFA準(zhǔn)則。I(A)Knowledge of the Law規(guī)定了must understand and comply with all applicable laws, rules, and regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory organization, licensing agency, or professional association governing their professional activities.
0
0
0
0
