Carol
2024-05-02 20:12Q. Which principle, more typical in regulatory codes, is frequently neglected in codes developed by investor groups? A.Conflicts of interest B.Reporting and transparency C.Stock lending (or securities lending) policies D.Voting
答案是A
所屬:CFA SIC > Engagement and Stewardship 視頻位置 相關(guān)試題
來源: 視頻位置 相關(guān)試題
1個(gè)回答
Essie助教
2024-05-05 11:55
該回答已被題主采納
你好,見講義下圖。商業(yè)機(jī)構(gòu)或者是投資者團(tuán)體主要都是以賺錢為目的的盈利組織,更不關(guān)注利益沖突的問題。而受到監(jiān)管支持的各種法律法規(guī)中則會(huì)更加關(guān)注利益沖突。這是兩者唯一的區(qū)別。
