MISREPRESENTATION和PERFORMANCEPRESENTATION該如何區(qū)別?
如果說是將fund業(yè)績代表了自己的業(yè)績,不應該說是his own success嘛,那如果不能如此表述的話,應該怎么說才能證明他個人能力呢?
題干哪里看出來是fee-payingAccount?
請老師解釋一下這一點,尤其是這個pecuniaryInterest
為什么管理費是基于資本利得時,要披露呢?
這里說將PCP視為他們自身延展怎么理解?
partialfills是在講什么?
老師您好,這是原版書題目嗎,怎么感覺像是個病句?
這里說成員和候選人不能代表這些投資經理的投資實踐作為自己的是什么意思?
a) A large client of yours asked you whether a stock is a ‘good one to buy’. You read about the company briefly in the Wall Street Journal because you noticed an ETF you held included it. You tell your client it is a good investment. b) You held your last job at a manager level, and you had two direct employees. You performed some of the duties of the Assistant Director because that role had not been filled while you were the manager. On your resume, you say you were the Assistant Director. c) Your clients complain to your Managing Director because they have seen you intoxicated and being loud and aggressive to other patrons in a local bar several times last month.
所有綜合性場景在總結出來
老師,組合里假如衍生品不是可以對沖風險嗎?為什么還不合適?
這里提到考試上午下午,機考不是只有上午或者下午嗎? 想確認講的內容是針對2021年機考的
案例中信息如果是重大非公開信息,那研究員還繼續(xù)給出買入的意見嗎?還是可以不給出意見
在case6中,是不是只要披露給了雇主并獲得了許可是不是就能營業(yè)了?
程寶問答