一個(gè)analyst關(guān)心的信息，幾乎都是以earning為中心的吧。如果任何關(guān)于earning的非公開信息都屬于MNI，那現(xiàn)實(shí)中那么多基金公司去上市公司調(diào)研，調(diào)研的目標(biāo)是什么？有什么意義？ 謝謝老師。
29題
Renee Robinson, CFA, an independent contractor, acts as chief compliance officer for multiple firms, where she is responsible for overseeing adherence to security laws, firm policies, and the CFA Institute Standards of Professional Conduct. Robinson works remotely and determines her own hours. Her signed agreement with each firm outlines her responsibilities and discloses the potential conflicts of interest due to having multiple clients in the same role and industry. Is Robinson most likely in violation of any CFA Institute Standard of Professional Conduct?
backtest是什么？
第71問，如果題干是說推薦Saturn公司的股票，是不是應(yīng)該選C?
III(A)和心理賬戶偏誤會(huì)不會(huì)沖突？比如一個(gè)父親把錢給基金經(jīng)理，說這個(gè)錢是之后給未成年女兒生活用的，在個(gè)時(shí)候我作為基金經(jīng)理，認(rèn)為他分出了心理賬戶，導(dǎo)致這些資產(chǎn)分散了不能投資在某個(gè)項(xiàng)目中？這個(gè)時(shí)候我為客戶考慮的話是怎么做？我要說“你有心理賬戶”還是完全按照客戶要求？
老師，這里B選項(xiàng)沒理解
請(qǐng)問第62題的A選項(xiàng)為什么會(huì)違反了communication with client？在整個(gè)投資過程中只要向客戶告知了重大事件的發(fā)生以及投資過程不就可以嗎？這道題里面已經(jīng)說了在網(wǎng)絡(luò)上說了自己的看法這不就是向客戶說明信息嗎？謝謝】
老師您好！這里的第4題為什么b是對(duì)的 ?a 和c是錯(cuò)的呢？
A year earlier, another client of Kozniak’s had expressed interest in purchasing this same property. However, she is unable to contact this client, and she has not discovered any other potential buyers.老師這句話咋理解
老師，這張圖是什么意思？本身基金經(jīng)理個(gè)人賬戶不也不具備優(yōu)先權(quán)嗎？
不是應(yīng)該獲得前雇主的書面同意嗎老師
離職的人（原作者）可以發(fā)布并署名自己之前在前公司期間研究的報(bào)告嗎？
C說的不是standards嗎？
老師，題中說她給幾個(gè)客戶買了bond，但這不應(yīng)該向所有客戶披露嗎？不披露的話不就相當(dāng)于不公平交易嗎
程寶問答
金程問答