金程問(wèn)答
B選項(xiàng)的主語(yǔ)不是XYZ公司嗎？和smith有關(guān)系嗎？題干也沒(méi)提到XYZ的自營(yíng)賬戶是smith控制的??？
如果報(bào)名了Lieve lII，也交了會(huì)費(fèi)，可以在 CFA Level III 后面加上CFA member嘛？
C選項(xiàng)披露的內(nèi)容不會(huì)過(guò)于簡(jiǎn)單了嗎？請(qǐng)問(wèn)講義原文表述對(duì)這里的要求是怎樣的呢？
完整的題目我搜了一下，描述中沒(méi)有提及fairdealing的問(wèn)題所以選擇A嗎Robin Herring, CFA, is a government bond research analyst. A competitor credit rating agency just downgraded the bonds of a government Herring follows. Herring notes that all of the information in the competitor’s report was covered in his analysis published last week. In the past, Herring has been slow to downgrade bonds, so he starts to doubt his own analysis after seeing the competitor’s report. Herring decides to reissue his credit rating of this government bond and match the competitor’s downgrade. In his revised report, Herring states that new information has been made available to justify the downgrade. Herring posts the revision on the credit rating agency’s website and provides it by e-mail to all clients who received the original. Herring’s rating change least likely violated which of the following CFA Institute Code of Ethics and Standards of Professional Conduct?A.Diligence and reasonable basisB.Fair DealingC.Communication with clients
R58第33里面的'as of the date of transfer"要怎么解讀？ 新賬戶從1月1號(hào)收入進(jìn)來(lái)，但是盈利計(jì)算要從2月1號(hào)開(kāi)始， 新賬號(hào)下的其中一個(gè)持倉(cāng)的收購(gòu)發(fā)生在1月31號(hào)，這題講的是不是主人公選擇計(jì)算盈利從1月31號(hào)開(kāi)始？還是說(shuō)把其他賬戶計(jì)算的時(shí)間維持不變?cè)?月1號(hào)，單獨(dú)把這個(gè)新賬戶所發(fā)生的收購(gòu)修改到2月1號(hào)？
不是不能包括non discretionary accounts嗎
asset owner具體是什么含義，能舉個(gè)例子嗎
課后習(xí)題和科目測(cè)試的例題講義從哪里可以下載？資料下載里沒(méi)找到課后習(xí)題和測(cè)試題的講義
這些list不是合規(guī)部門(mén)的嗎，manager可以放進(jìn)list？
code里的第三題是code這節(jié)課的內(nèi)容嗎
實(shí)習(xí)生基于過(guò)去5年的業(yè)績(jī)營(yíng)銷(xiāo)客戶，表述合適嗎？
Professions are collegial，請(qǐng)問(wèn)這句話應(yīng)該如何理解？謝謝
老師性價(jià)比只是比較差旅費(fèi)用嗎？如果投票的事項(xiàng)很重要，影響的價(jià)值遠(yuǎn)大于差旅費(fèi)呢？單純分析差旅費(fèi)就完成性價(jià)比分析了嗎？
B所謂的個(gè)人賬戶可以視為分析師個(gè)人賬戶（利益相關(guān)所有人，under one roof等）嗎？這樣的話也就是先滿足一般客戶，然后再滿足個(gè)人賬戶？或者另一理解：個(gè)人賬戶 機(jī)構(gòu)客戶分別指的是什么？為什么不能這么理解為個(gè)人賬戶是分析師個(gè)人賬戶，機(jī)構(gòu)客戶指的是客戶。難道不是客戶大于雇主大于個(gè)人嗎？
prohibit soft dollar arrangements. 這是什么意思？禁止軟美元交易？什么叫soft dollar arrangement
程寶問(wèn)答
