金程問(wèn)答所以什么行為需要報(bào)告CFA協(xié)會(huì)
還是沒(méi)懂A
這里如果case5的題干說(shuō)是正在形成競(jìng)爭(zhēng)行為,而不是will compete,是不是就是如果沒(méi)有告知雇主(即使沒(méi)有簽訂相關(guān)競(jìng)爭(zhēng)條款),就違反了IV(A)呢?
這里脫離和告知公司之間有沒(méi)有先后時(shí)間順序呢?應(yīng)該是先告知公司,公司不處理或者處理失敗再脫離吧,所以選了 B
選項(xiàng)a,不需要告知客戶(hù)金額嗎?
獨(dú)立研究公司,能接有甲方帶有目的性的延報(bào)嗎?題目說(shuō)了甲方有目的,這個(gè)不會(huì)妨礙公司的independent嗎
b選項(xiàng)看著像是和法規(guī)法律有關(guān),為啥選b能再解釋下嗎
C為什么不對(duì)呀
這道題考的是什么
他不是書(shū)面遞交了嗎?那么違反這兩條的原因是什么
沒(méi)分析明白BC
這是哪里的知識(shí)點(diǎn),老師能發(fā)一下在筆記中的位置嗎
這個(gè)situation influence 到底是啥意思,為啥這個(gè)能分解內(nèi)外因素,老師能講一下嗎
遵循AMC是什么意思?
When a client asks her how she makes investment decisions, Petra Vogler, CFA, tells the client she uses mosaic theory. According to Vogler, the theory involves analyzing public and nonmaterial nonpublic information including the evaluation of statements made to her by company insiders in one-on-one meetings where management discusses new earnings projections not known to the public. Vogler also gathers general industry information from industry experts she has contacted. Vogler violates the CFA Institute Standards of Professional Conduct because of her use of:請(qǐng)問(wèn)付費(fèi)專(zhuān)家報(bào)告這個(gè)屬于馬賽克理論里面哪個(gè)象限的信息?有可能非重大或重大,也有可能非公開(kāi)或者公開(kāi),不能具體劃分嗎
程寶問(wèn)答