道德,Q41,老師題目在case中的定位信息在哪?考察什么知識點?怎么解?謝謝
道德,MA2-Q5 To?best?comply with the Standard related to performance presentation, Somer should modify the:
道德,MA2-Q4 In her social media post, does DeLeon violate the Standards?
道德,MA2-Q3 In approving the real estate appraisal, Fennel violated the Standard related to:
道德,MA2-Q2 According to the Standards, addressing the high-net-worth client’s investment objectives is the responsibility of:
道德,MA1-Q3 Cadler’s quick-thinking action?most likely?violated Standard V(A): Diligence and Reasonable Basis because: A outside parties influenced their investment action. ? B of the timing and execution of the small-cap share trades. C of an inappropriate swap of small-cap to large-cap shares.?
第一題 哪里說這個是incentive fee而不是reference fee呢?這明明是推薦客戶然后給的推薦費呀?迷茫
第二題 為什么選c不選b,non- discretionary是什么意思
第4題,請問題干如何體現(xiàn)這位smallest客戶是低風(fēng)險投資者?
Q1: 不當(dāng)陳述有三個要點,其中一個是錯誤信息。那么這里他知道持有大量那家公司的股票,但他說他不確定是否會持有,這是不是屬于假話,等同于錯誤信息呢?
Q2:根據(jù)勤勉職責(zé),如果不理解某一項內(nèi)容或方法,是不是應(yīng)該盡職責(zé)去了解。但這里原文中提到的是不了解所以刪除,而不是不符合公司分析方式而刪除,我覺得應(yīng)該偏向Due diligence 這一項吧?
第四題,為什么不選C
道德Q39,請老師講解一下選項對應(yīng)到CASE中的信息在哪?考察什么知識點?謝謝
道德Q32,請老師講解一下選項對應(yīng)到CASE中的信息在哪?謝謝
道德,Q17,ABC三個選項在case中的信息定位在哪呢?請老師講解一下,謝謝
程寶問答