這里說CFA允許為同一個(gè)客戶服務(wù)可以相互透露信息,但又說實(shí)務(wù)中是不允許的,如果考到要遵循哪個(gè)原則呢?
請(qǐng)問這題可以再講講嘛,沒太懂題目的意識(shí)
什么是tender offer?
總感覺題目有點(diǎn)問題,既然題干問的是針對(duì)10萬股的配置,那選型B說平均分配又沒有錯(cuò)。因?yàn)樗鼏柕牟皇?0萬股的配置;我覺得題干問20萬股的配置的話,C提到的reduce才是正確答案,。
現(xiàn)在不是180道題嗎,為什么說是240道?
請(qǐng)問這三道
Versoxy Pharmaceuticals recently hired Meelono Investment Partners to work on a secondary public stock offering. Meelono's brokerage division currently has a "Hold" recommendation on Versoxy's stock. Ed Hall, investment banking head, asks Ward Lear, CFA, the head of the brokerage division, to change the recommendation to "Buy." Lear's most appropriate action is to: A. place Versoxy on a restricted list and give out only factual information about the firm. B. assign a different analyst to analyze Versoxy but not mention his conversation with Hall. C. direct the currently assigned analyst to re-examine Versoxy and consider changing the recommendation to "Buy."
請(qǐng)問課后習(xí)題的講義從哪里下載
請(qǐng)問什么是requiring common fee structures?
老師,這里是對(duì)應(yīng)基礎(chǔ)課哪些知識(shí)點(diǎn)?沒找到呢
老師您好,法律允許,不應(yīng)該先征求客戶同意嗎,
Ex post和 ex ante分別是什么意思?
只要不開展業(yè)務(wù),不向employer報(bào)告types,duration和compensation也不違規(guī)嗎?
老師關(guān)于例題里的利益沖突這一概念我還是不太懂,可以再解釋一下這一概念嘛。
這個(gè)記不住呀
程寶問答