為什么選擇高風(fēng)險行業(yè)呢
上市公司在國家級媒體公告消息會發(fā)布在官網(wǎng),但是登陸官網(wǎng)要收費,這樣也算公開嗎?
一小時6分鐘處,第四第五條可否解釋一下怎么把人帶壞?
為什么A不對?利用非公開重大信息完全可以操縱市場,也就是說的B,act improperly
講義上有嗎
請問social media post的內(nèi)容,是否也需要record呢?
請問未經(jīng)客戶允許把客戶信息給CFA investigator算違規(guī)嗎? 還有就是如果老板建立了adequate policy 并且regular review中發(fā)現(xiàn)了員工違規(guī),老板算違規(guī)嗎?
老師,怎么這里顯示是0分鐘?我點開之后好像也沒有內(nèi)容。
老師可以解釋一下這道題嗎?
Dimitri Kuznetsov, CFA, is a portfolio manager and holds shares of Barnikoff Limited and Matric Ventures in all client portfolios. Both companies have upcoming annual general meetings scheduled for the same day. The management of Barnikoff proposes to change its financial year-end from September to December, while Matric Ventures proposes to enter into a high-risk venture. The proxy voting policy clause in all client investment management agreements managed by Kuznetsov states, “When voting proxies provides a cost benefit to the client, the manager must vote a proxy.” With regard to the proxy votes for Matric and Barnikoff, Kuznetsov would least likely violate CFA Institute Standard III(A)–Loyalty, Prudence, and Care if he votes: A with management. B only the Matric proxy. C only the Barnikoff proxy. 這個題讀不懂
可是披露不是要事前披露嘛,Lin并沒有事前披露呀
25 題目,B選項中如果加入Non-fee-paying-portfolio,B是否仍然正確
老師好 能否翻譯一下26題的B選項 不懂是啥意思
第三題問的是哪國的law最寬松,還是問哪國的CFA準(zhǔn)則最寬松?為什么B選項比A選項寬松呢?我的理解:A:該國法律不要求license但要對客戶有fiduciary duty;B:該國法律要求license但不要求做到fiduciary duty。我認(rèn)為要求license要比不要求更嚴(yán)格。
17題:即使是公司資產(chǎn),他也應(yīng)該把同事名字也寫上去吧
程寶問答