為啥這個(gè)w2是負(fù)數(shù)啊
老師，您好，以下題，沒有選擇，只是匯報(bào)真實(shí)整體業(yè)績，為啥也是mispresentation/原題Q. Michelieu tells a prospective client, “I may not have a long-term track record yet, but I’m sure that you’ll be very pleased with my recommendations and service. In the three years that I’ve been in the business, my equity-oriented clients have averaged a total return of more than 26% a year.” The statement is true, but Michelieu only has a few clients, and one of his clients took a large position in a penny stock (against Michelieu’s advice) and realized a huge gain. This large return caused the average of all of Michelieu’s clients to exceed 26% a year. Without this one investment, the average gain would have been 8% a year. Has Michelieu violated the Standards? No, because Michelieu is not promising that he can earn a 26% return in the future. No, because the statement is a true and accurate description of Michelieu’s track record. Yes, because the statement misrepresents Michelieu’s track record.
第三題，It is strongly recommended that Booth obtain permission from his employer.老師，解析說這句話啥意思？再說，競(jìng)爭(zhēng)是廣義競(jìng)爭(zhēng)-時(shí)間和精力，這個(gè)應(yīng)該要獲得雇主permission,對(duì)嗎？
記得上課的時(shí)候說過independent practice和additional compensation都需要和雇主披露工作性質(zhì)、時(shí)間和金額；這又說不需要了，那是不是可以理解為只要是題面上和原工作沒有交集利益沖突的，都不需要和雇主披露了，只有沖突的情況才需要披露
老師，您好，這道題如果dependent 會(huì)有什么問題嗎? 謝謝啦
老師，您好，這道題不算MNI，是因?yàn)榻o了模棱兩可的信息嗎，如果不給concern到后面vote down，是不是可以認(rèn)為是MNI，謝謝啦？
請(qǐng)問 ethics 要怎么復(fù)習(xí)會(huì)比較好一些？要優(yōu)先哪些題？謝謝
第一段話什么意思
第二題C選項(xiàng)是什么意思呢？學(xué)校老師
可以講一下這道嗎？尤其是A不知道為什么錯(cuò)了
第五題這里也沒有講到fee啊。。。
同一個(gè)策略，block trade，分批建倉，是分批計(jì)算成本？還是所有合并計(jì)算一個(gè)成本？按日合并？按周合并？
第四題。老師，您好！
老師，您好。C內(nèi)幕交易是不是也違反了呢？
請(qǐng)問如果客戶要求我們只能在某一個(gè)sector里進(jìn)行股票投資，比如高科技行業(yè)。那么算是non-discretionary嗎？ 謝謝
程寶問答
金程問答