金程問(wèn)答
請(qǐng)問(wèn)social media post的內(nèi)容，是否也需要record呢？
請(qǐng)問(wèn)未經(jīng)客戶允許把客戶信息給CFA investigator算違規(guī)嗎？ 還有就是如果老板建立了adequate policy 并且regular review中發(fā)現(xiàn)了員工違規(guī)，老板算違規(guī)嗎？
case7 里提到用MWRR計(jì)算PE的收益率，但PE在封閉期內(nèi)沒(méi)有現(xiàn)金流變化，怎么理解現(xiàn)金流沒(méi)變化時(shí)選擇MWRR？
C選項(xiàng)是什么意思呀？
什么情況下要放入限制清單呢？
為什么c選項(xiàng)不對(duì)
請(qǐng)問(wèn)客戶為什么是受托人而不是委托人trustor?
請(qǐng)具體講解下題干和選項(xiàng)
老師，怎么這里顯示是0分鐘？我點(diǎn)開(kāi)之后好像也沒(méi)有內(nèi)容。
這這兩個(gè)原則在哪里講過(guò)？
老師可以解釋一下這道題嗎？
老師這一道題目為什么違反了利益沖突呢？
Dimitri Kuznetsov, CFA, is a portfolio manager and holds shares of Barnikoff Limited and Matric Ventures in all client portfolios. Both companies have upcoming annual general meetings scheduled for the same day. The management of Barnikoff proposes to change its financial year-end from September to December, while Matric Ventures proposes to enter into a high-risk venture. The proxy voting policy clause in all client investment management agreements managed by Kuznetsov states, “When voting proxies provides a cost benefit to the client, the manager must vote a proxy.” With regard to the proxy votes for Matric and Barnikoff, Kuznetsov would least likely violate CFA Institute Standard III(A)–Loyalty, Prudence, and Care if he votes: A with management. B only the Matric proxy. C only the Barnikoff proxy. 這個(gè)題讀不懂
可是披露不是要事前披露嘛，Lin并沒(méi)有事前披露呀
Antonio Mendoza, CFA, an investment manager operating as AM Investments, solicits new business by making brief presentations at which he makes available a single-page information sheet that summarizes his performance history for the past 10 years. On the sheet, Mendoza has his phone number for those who would like more information along with the statement, "AM Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS)." Does Mendoza's brief presentation and information sheet violate GIPS?ANo.BYes, because the information sheet is inadequate.CYes, because the statement claims GIPS compliance for a single report.這個(gè)題不懂，為啥說(shuō)不違反
程寶問(wèn)答
