pure gross of fee=gross of fee + mgt fee 這個等式對嗎？
道德課后題中的計算題還要掌握嗎？
如果是在職期間從事了與雇主不相競爭的業(yè)務(wù)可以嗎？是不是需要得到雇主同意？
固收百題第五題最后一問，信用債除了用 credit spread duration衡量，是否也可以用modified duration衡量？分析信用債受利率曲線移動影響的情況
請問這道題怎么理解？謝謝
Q16，D has given J written permission to use her summaries and forecasts，那為什么use summary還是違規(guī)？
請問，如果今年設(shè)定了minimum asset level是100萬，但是這個Portfolio在2018，2019都是90幾萬，那在算歷史performance時候，要exclude this portfolio嗎？還是從今年開始才用這個標(biāo)準(zhǔn)？
請問，下面官網(wǎng)題中，Long是養(yǎng)老金的人啊，就是客戶，客戶被investemnt manager邀請，應(yīng)該都可以接受吧？那如果invest manager想給客戶組織一個豪華旅行，客戶可以接手??？Q. Long has been asked to be the keynote speaker at an upcoming investment conference. The event is being hosted by one of the third-party investment managers currently used by his pension fund. The manager offers to cover all conference and travel costs for Long and make the conference registrations free for three additional members of his investment management team. To ensure that the conference obtains the best speakers, the host firm has arranged for an exclusive golf outing for the day following the conference on a local championship-caliber course.
這個不是remarkable 嗎為什么不行
AMC百題，access case，第4題，最大挑戰(zhàn)來自技術(shù)？這題講義沒提到，請老師講解下
老師，密卷下午題Q42, 我以為這個violation是在公司發(fā)布報告前就替機構(gòu)客戶交易，比發(fā)布報告后所有客戶的交易超前了，違反了fair trading between clients , 但看答案說是 AMC規(guī)定客戶不能在firm前面交易o(hù)ption（they did not allow customers to trade in the options market before the firm）? AMC哪里有這個規(guī)定了？還是以上我哪里理解錯誤了呢？
課后題R33第33題，視頻講解過于粗糙，改題具體違反的細(xì)則的哪個點具體是？請老師講解下
對于CFA頭銜，“Micheal Jackson, Chartered Financial Analyst”這樣算違規(guī)嗎？一定要用CFA簡寫嗎
剛好接在這個case提問的前一個問題，這里的B選項不選，為啥referral fee不用披露利益沖突？這可能也會有利益沖突啊
如果是無意中偷聽到內(nèi)幕消息，屬于misconduct 嗎？
程寶問答
金程問答